Join us on Wednesday, May 31, 2017, where CAPTRUST Defined Contribution Practice Leader Scott Matheson will moderate a 60-minute discussion on the topic of discretionary investment management with CAPTRUST senior investment experts, Jennifer Dunbar and John Leissner.
To access CAPTRUST's current ADV Part 1, click here. On the page, select Firm and in the Firm Name or CRD/SEC# field type CAPFINANCIAL.
CAPTRUST Form ADV Disclosure Brochures (ADV Part 2A):
- For CAPTRUST retirement plan clients
- For CAPTRUST wealth management clients with portfolio managed accounts (PMA Wrap Fee Program)
- For CAPTRUST wealth management clients with separately managed accounts (SMA Wrap Fee Program)
- For CAPTRUST wealth management clients with non-wrap fee-based accounts
Order Routing Disclosure
(In the Enter Broker-Dealer's Full Name field, please type in CAPFINANCIAL SECURITIES LLC.)
CAPTRUST Financial Advisors (also known as "CapFinancial Partners, LLC") is an investment adviser registered under The Investment Advisers Act of 1940. The principals of CAPTRUST have operated as an advisory team since 1989.
CAPTRUST Financial Advisors does not render legal, accounting, or tax advice. It has been prepared solely for informational purposes and is not a solicitation or an offer to buy any security or instrument or to participate in any trading strategy. Any performance data quoted represents past performance. Investment return and principal value of an investment will fluctuate so that an investor's shares, when redeemed, may be worth more or less than their original cost. Past performance is no guarantee of future results.
Disclaimer of Warranties and Liability
Inaccuracies, errors, downloads
This CAPTRUST site may contain inaccuracies or typographical errors. CAPTRUST does its very best to insure the integrity and security of it sites, but does not warrant that this site, its servers, or e-mail sent from this site are free of viruses or other harmful components. Downloading any material is done at one’s own risk, and CAPTRUST cannot be responsible for any damage to a user’s computer system or loss of data that results from the download of any material. CAPTRUST shall not be liable for any direct or indirect damages arising out of, resulting from, or in any way connected with the use or the inability to use, any delay in, or the performance of this Site.
External Links and third party content
The CAPTRUST website contains external links to third party content (content hosted on sites unaffiliated with CAPTRUST Financial Advisors). The policies and procedures governing these third party sites may differ from those effective on the CAPTRUST company website, as outlined in these Disclaimers. As such, CAPTRUST makes no representations whatsoever regarding any third party content/sites that may be accessible directly or indirectly from the CAPTRUST website. Linking to these third party sites in no way implies an endorsement or affiliation of any kind between CAPTRUST and any third party, including legal authorization to use any trademark, trade name, logo, or copyrighted materials belonging to either entity.
Copyright and Limitations on Use
© 2017 CAPTRUST Financial Advisors. All Rights Reserved
Proprietary content from CAPTRUST (referred to as CAPTRUST copyrighted material) is the property of CAPTRUST Financial Advisors. As such, Copyrighted Material is protected by U.S. copyright and intellectual property laws. You may print and/or “Share” CAPTRUST copyrighted material via Twitter, Facebook, Email Shareware (applicable to select pages only) for personal, noncommercial use only. You may not publish, copy, or otherwise reproduce any CAPTRUST copyrighted material for public/commercial use and/or distribution. Any attempt to reproduce or commercially distribute any copyrighted material without the expressed written permission of CAPTRUST is strictly prohibited. CAPTRUST does not grant any expressed or implied rights to the user under any patents, trademarks, copyrights, or other similar rights. Use of editorial content without the expressed written permission of CAPTRUST Financial Advisors is strictly prohibited.
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CAPTRUST Financial Advisors is an investment adviser registered under the Investment Advisers Act of 1940.