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Thursday, May 04, 2017 | Raleigh, NC

Plan Sponsors' Biggest Surprises about 3(38)

Once thought to be applicable only for defined benefit pension plans, 3(38) investment management services have become a niche offering for small 401(k) plans, and, lately, demand for those services has grown rapidly among larger 401(k)s and nonprofit 403(b) plans. And it’s easy to see why. Hiring an advisor to take on discretionary responsibility for fund selection and replacement both frees up committee members’ time and reduces fiduciary risk. 

Even so, plan sponsors are often surprised about the real impact that outsourcing fund selection—and the related liability—to a third party has on their day-to-day plan-related activities. 

On Wednesday, May 31, 2017 at 4:00 pm (ET), please join CAPTRUST’s Defined Contribution Practice Leader Scott Matheson as he moderates a 60-minute discussion with CAPTRUST senior investment experts, Jennifer Dunbar and John Leissner.

We’ll cover the basics, including:

• What does a 3(38) investment manager do?
• What are the pros and cons of outsourcing fiduciary risk?
• What should I look for when hiring an advisor for 3(38) services?

And we’ll share the top five surprises plan sponsors experience after hiring a 3(38) investment manager for their defined contribution plans.

Click here to register for the webinar.

Announcements

Plan Sponsors' Biggest Surprises about 3(38)

Join us on Wednesday, May 31, 2017, where CAPTRUST Defined Contribution Practice Leader Scott Matheson will moderate a 60-minute discussion on the topic of discretionary investment management with CAPTRUST senior investment experts, Jennifer Dunbar and John Leissner.

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Recognition

CAPTRUST Defined Contribution Services Ranked #1

Institutional Investor’s inaugural DC Industry Leaders study rates CAPTRUST as provider of the best defined contribution services to retirement plan-centric advisors. CAPTRUST operates as a centralized model; the company’s financial advisors are supported by more than 200 colleagues.

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Announcements

VESTED Voices | Pro Athletes Giving Back

We are pleased to announce that the second installment of VESTED Voices, the video series associated with CAPTRUST’s magazine, is now available. In general, this installment focuses on pro athletes giving back; specifically, we speak with Rod Brind’Amour, Ricky Proehl, and Thomas Davis regarding their ongoing charitable efforts.

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