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What We Do

We help 401(k) and 403(b) plan sponsors manage their plans more effectively with our independent advice on investments, plan design, participant engagement, vendor management, and fiduciary process management.

Defined Contribution Plans

The complexities of managing a defined contribution plan—such as a 401(k) or 403(b)—have grown dramatically over the past several decades. In addition to complying with laws and regulations, developing an investment menu, and finding and managing a recordkeeper, plan sponsors have also been tasked with creating the processes for sound plan governance, for example, making sure that plan investments are monitored, plan provider fees are periodically benchmarked, and that these fiduciary processes are well-documented. More recently, many of our clients are adding a focus on helping their employees achieve “retirement readiness” to their list of goals.

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Over the past 25 years, we have developed a range of services to address the many demands placed on retirement plan sponsors, including:

  • Fiduciary advisory and risk management services
  • Investment advisory services
  • Discretionary consulting services
  • Provider analysis and fee benchmarking
  • Retirement plan participant advice

We take a holistic look at our clients’ retirement plans, incorporating aspects of plan design, investment menu selection and monitoring, participant engagement, and vendor and fiduciary process management to help them manage their plans more effectively, address their fiduciary duties, and create retirement-ready employees.

Recognition

CAPTRUST Again Named #1 U.S. Advisory Firm

The July 2017 issue of Financial Advisor magazine ranked CAPTRUST number one among registered investment advisors (RIAs) with assets in excess of $1 billion—making it our second year running to achieve this distinction. The magazine’s annual survey analyzes several metrics and other indicators of business success.

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Announcements

Demystifying Financial Wellness Webinar Registration

Join us on Wednesday, August 30, 2017, where CAPTRUST Defined Contribution Practice Leader Scott Matheson will moderate a 60-minute discussion on the topic of employee financial wellness with CAPTRUST senior investment experts, Phyllis Klein and John Leissner.

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